RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• B•••
- W•••• F•••• A••••••• wirehouse currentsince Jul 23, 2025 · Tarpon Springs, Fl
- T••••••• I••••••••• M••••••••• I••• BD affiliatedMay 7, 2024 to Aug 20, 2024 · Minneapolis, Mn
- E•••••••• A•••••••• L•• national BDNov 6, 2023 to Jan 5, 2024 · New York, Ny
- T••••••• I••••••••• M••••••••• I••• to W•••• F•••• A•••••••left Aug 20, 2024, registered Jul 23, 2025 (337 days) · Affiliated broker-dealer or bank to wirehouse
- E•••••••• A•••••••• L•• to T••••••• I••••••••• M••••••••• I•••left Jan 5, 2024, registered May 7, 2024 (123 days) · Affiliated broker-dealer or bank to another
- B•••• B••• left T••••••• I••••••••• M••••••••• I••• for W•••• F•••• A••••••• (registered 2025-07-23)Aug 20, 2024 · Advisor changed firm · fact
- B•••• B••• left E•••••••• A•••••••• L•• for T••••••• I••••••••• M••••••••• I••• (registered 2024-05-07)Jan 5, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address