RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• W• R•••••
- W•••• F•••• A••••••• wirehouse currentsince Mar 16, 2026 · Denver, Co
- C•••••• S••••• • C••• I••• national BDJan 24, 2025 to Mar 28, 2026 · Lone Tree, Co
- E••••• J•••• national BDJul 13, 2023 to Dec 9, 2024 · Castle Rock, Co
- C•••••• S••••• • C••• I••• to W•••• F•••• A•••••••left Mar 28, 2026, registered Mar 16, 2026 (-12 days) · Affiliated broker-dealer or bank to wirehouse
- E••••• J•••• to C•••••• S••••• • C••• I•••left Dec 9, 2024, registered Jan 24, 2025 (46 days) · Affiliated broker-dealer or bank to another
- M•••••• W• R••••• left C•••••• S••••• • C••• I••• for W•••• F•••• A••••••• (registered 2026-03-16)Mar 28, 2026 · Advisor changed firm · fact
- M•••••• W• R••••• left E••••• J•••• for C•••••• S••••• • C••• I••• (registered 2025-01-24)Dec 9, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address