DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Dylan Baxter
Feed of 09/14/2026
Also filed as James Baxter
At current firm
0 y
since Dec 5, 2025
In the industry
10 y
since Jan 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Zero Day Capital Enterprises LLC independent RIA currentsince Dec 5, 2025 · West Point, Ny
- Cambridge Investment Research Advisors, Inc. BD affiliatedFeb 15, 2024 to Jul 22, 2025 · Marietta, Ga
- Valic Financial Advisors, Inc. BD affiliatedJun 29, 2023 to Feb 8, 2024 · Macon, Ga
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to Zero Day Capital Enterprises LLCleft Jul 22, 2025, registered Dec 5, 2025 (136 days) · Affiliated broker-dealer or bank to independent RIA
- Valic Financial Advisors, Inc. to Cambridge Investment Research Advisors, Inc.left Feb 8, 2024, registered Feb 15, 2024 (7 days) · Affiliated broker-dealer or bank to another
Signals
- James Dylan Baxter left Cambridge Investment Research Advisors, Inc. for Zero Day Capital Enterprises Llc (registered 2025-12-05)Jul 22, 2025 · Advisor changed firm · fact
- James Dylan Baxter left Valic Financial Advisors, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2024-02-15)Feb 8, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address