DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••••• P•••••• W••••• A••••••• L••
Latest filing Apr 30, 2026
First filing on the tape Aug 30, 2022 · 9 filings
SEC status approved since Sep 29, 2022
RAUM
$255M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
88%
$224M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$85.1M
derived; firm RAUM over IAPD count
Employees
8
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$255M as of Apr 30, 2026
Mar 14, 2023$102M then
HNW client RAUM$85.5M as of Apr 30, 2026
Mar 14, 2023$43.3M then
State-registered IARs (5.B.3)3 as of Apr 30, 2026
Mar 14, 20232 then
Employees (5.A)8 as of Apr 30, 2026
Mar 14, 20236 then
Private funds: no history
RAUM +11% over the last fiscal year+36% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $85.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 128derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $305,798derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 5.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.8%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$139M54%
- High-net-worth individuals$85.5M34%
- Corporations and businesses$18.4M7.2%
- Pension and profit-sharing plans$12.6M5.0%
- Individual clients
- 343reported
- HNW clients
- 41reported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 835reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.88 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L•••• •••• B••••••Certified Financial Planner | Irvine, Ca | Sep 29, 2022 | 42 y | 2 |
| D••••• •••• G•••••• | San Diego, Ca | Sep 30, 2022 | 13 y | 4 |
| T••• E••• L••••••• | San Diego, Ca | Aug 10, 2023 | 23 y | 6 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- U•••• G•••• to E•••••• F••••••••Mar 27, 2024 · Other
Joined, latest
- T••• E••• L••••••• from A•••••• W••••• M••••••••• L••Aug 10, 2023 · RIA to RIA
- D••••• •••• G•••••• from L••••• P••• L••Sep 30, 2022 · RIA to a newly registered adviser
- L•••• •••• B•••••• from L••••• P••• L••Sep 29, 2022 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• L••••• •••• · Managing Membercontrolsince 06/2022 · owns less than 5%
- G••••••• D•••••• •••• · Managing Membercontrolsince 06/2022 · owns less than 5%
- L•••••••• T•••• E••• · Chief Compliance Officercontrolsince 08/2023 · owns less than 5%
- B••••••• L••••• •••• · Managing Membercontrolsince 06/2022 · owns 50% to 75% of B•••••• • G•••••• G••••• L••
- G••••••• D•••••• •••• · Managing Membercontrolsince 06/2022 · owns 50% to 75% of B•••••• • G•••••• G••••• L••
Entity owners
- B•••••• • G•••••• G••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- P•••••• W••••• I•••••••• S••••••••• L••real estaten
- U••••••• T•• G••••• L••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Diego, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Irvine, CA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Apr 30, 2026HNW share of RAUM moved from 54.0% to 34.0% between the annual amendments of 2025-03-10 and 2026-04-30peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 862 to 835Mar 10, 2025 to Feb 27, 2026
- Advisory activities · 5 to 4Mar 10, 2025 to Feb 27, 2026
- HNW clients · 50 to 41Mar 10, 2025 to Feb 27, 2026
- Individual clients · 349 to 343Mar 10, 2025 to Feb 27, 2026
- Pension plan clients · 8 to 5Mar 10, 2025 to Feb 27, 2026
- Employees · 7 to 8Mar 10, 2025 to Feb 27, 2026
- Financial planning clients · 1-10 to 0Mar 10, 2025 to Feb 27, 2026
- Discretionary RAUM · $217M to $243MMar 10, 2025 to Feb 27, 2026
- HNW RAUM · $124M to $85.5MMar 10, 2025 to Feb 27, 2026
- Individual RAUM · $78.1M to $139MMar 10, 2025 to Feb 27, 2026
- Non-discretionary RAUM · $13.0M to $12.6MMar 10, 2025 to Feb 27, 2026
- Pension RAUM · $10.2M to $12.6MMar 10, 2025 to Feb 27, 2026
- RAUM · $230M to $255MMar 10, 2025 to Feb 27, 2026
- Accounts · 709 to 862Mar 4, 2024 to Mar 10, 2025
- Advisory employees · 4 to 3Mar 4, 2024 to Mar 10, 2025
- Corporate clients · 8.0 to unsetMar 4, 2024 to Mar 10, 2025
- HNW clients · 38 to 50Mar 4, 2024 to Mar 10, 2025
- Individual clients · 335 to 349Mar 4, 2024 to Mar 10, 2025
- Pension plan clients · 54 to 8Mar 4, 2024 to Mar 10, 2025
- Assets in custody · 1663780.0 to unsetMar 4, 2024 to Mar 10, 2025
- Custody of client assets · true to falseMar 4, 2024 to Mar 10, 2025
- Employees · 6 to 7Mar 4, 2024 to Mar 10, 2025
- Financial planning clients · 26-50 to 1-10Mar 4, 2024 to Mar 10, 2025
- State-registered IARs · 4 to 3Mar 4, 2024 to Mar 10, 2025
- Discretionary RAUM · $168M to $217MMar 4, 2024 to Mar 10, 2025
- HNW RAUM · $82.5M to $124MMar 4, 2024 to Mar 10, 2025
- Individual RAUM · $51.1M to $78.1MMar 4, 2024 to Mar 10, 2025
- Non-discretionary RAUM · $9.4M to $13.0MMar 4, 2024 to Mar 10, 2025
- Pension RAUM · $23.7M to $10.2MMar 4, 2024 to Mar 10, 2025
- RAUM · $177M to $230MMar 4, 2024 to Mar 10, 2025
- Accounts · 277 to 709Nov 8, 2023 to Mar 4, 2024
- Advisory employees · 2 to 4Nov 8, 2023 to Mar 4, 2024
- Charity clients · 0.0 to unsetNov 8, 2023 to Mar 4, 2024
- Corporate clients · 3 to 8Nov 8, 2023 to Mar 4, 2024
- HNW clients · 25 to 38Nov 8, 2023 to Mar 4, 2024
- Individual clients · 244 to 335Nov 8, 2023 to Mar 4, 2024
- Pension plan clients · 5 to 54Nov 8, 2023 to Mar 4, 2024
- Pooled vehicle clients · 0.0 to unsetNov 8, 2023 to Mar 4, 2024
- Assets in custody · $1.9M to $1.7MNov 8, 2023 to Mar 4, 2024
- Insurance-licensed employees · 1 to 0Nov 8, 2023 to Mar 4, 2024
Signals
3 dated events
- U•••• G•••• left I••••••••• P•••••• W••••• A••••••• L•• for E•••••• F•••••••• (registered 2024-05-08)Mar 27, 2024 · Advisor changed firm · fact
- Eric Todd Lunsford (Chief Compliance Officer) appeared on Schedule A of I••••••••• P•••••• W••••• A••••••• L••Nov 8, 2023 · Control person joined · fact
- I••••••••• P•••••• W••••• A••••••• L•• filed its initial SEC registration (Form ADV)Aug 30, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/international-private-wealth-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- w••.i•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 858-384-5700reportedpublic record, Form ADV, Apr 30, 2026
- Contact form
- i•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $85.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026