RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince May 29, 2026 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseFeb 15, 2024 to May 31, 2026 · New York, Ny
- E•••••••• A•••••••• L•• national BDJan 18, 2024 to Feb 8, 2024 · New York, Ny
- J••• M••••• S••••••••• L•• to M••••• S••••••left May 31, 2026, registered May 29, 2026 (-2 days) · Wirehouse to wirehouse · moved with a team
- E•••••••• A•••••••• L•• to J••• M••••• S••••••••• L••left Feb 8, 2024, registered Feb 15, 2024 (7 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- R••••• L••••••• left J••• M••••• S••••••••• L•• for M••••• S•••••• (registered 2026-05-29)May 31, 2026 · Advisor changed firm · fact
- R••••• L••••••• left E•••••••• A•••••••• L•• for J••• M••••• S••••••••• L•• (registered 2024-02-15)Feb 8, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address