RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Aug 28, 2025 · New York, Ny
- V••••• F•••••••• M••••••••• I••• BD affiliatedJun 5, 2024 to Aug 20, 2025 · New York, Ny
- V••••• W••••• M•••••••• I••• independent RIAJun 5, 2024 to Aug 20, 2025 · Paramus, Nj
- V••••• F•••••••• M••••••••• I••• to V••••• W••••• M•••••••• I•••left Aug 20, 2025, registered Jun 5, 2024 (-441 days) · Affiliated broker-dealer or bank to independent RIA
- V••••• W••••• M•••••••• I••• to M••••• S••••••left Aug 20, 2025, registered Aug 28, 2025 (8 days) · RIA to wirehouse
- S••••••• M•••••••• left V••••• W••••• M•••••••• I••• for M••••• S•••••• (registered 2025-08-28)Aug 20, 2025 · Advisor changed firm · fact
- S••••••• M•••••••• left V••••• F•••••••• M••••••••• I••• for V••••• W••••• M•••••••• I••• (registered 2024-06-05)Aug 20, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address