RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••• I••••••••• independent RIA currentsince Jul 17, 2026 · Tampa, Fl
- J••• M••••• S••••••••• L•• wirehouseFeb 1, 2024 to May 3, 2026 · Philadelphia, Pa
- F•••••• F•••••••• A•••••••• L•• BD affiliatedAug 13, 2023 to Nov 27, 2023 · Philadelphia, Pa
- J••• M••••• S••••••••• L•• to F••••• I•••••••••left May 3, 2026, registered Jul 17, 2026 (75 days) · Wirehouse to independent RIA
- F•••••• F•••••••• A•••••••• L•• to J••• M••••• S••••••••• L••left Nov 27, 2023, registered Feb 1, 2024 (66 days) · Affiliated broker-dealer or bank to wirehouse
- P•••••• C• J•••••• left J••• M••••• S••••••••• L•• for F••••• I••••••••• (registered 2026-07-17)May 3, 2026 · Advisor changed firm · fact
- P•••••• C• J•••••• left F•••••• F•••••••• A•••••••• L•• for J••• M••••• S••••••••• L•• (registered 2024-02-01)Nov 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address