RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••• I••••••••• independent RIA currentsince Dec 11, 2025 · Tampa, Fl
- M••••• S•••••• wirehouseSep 24, 2024 to Oct 22, 2025 · Tampa, Fl
- P•••• S••••••••• L•• no RAUMFeb 14, 2024 to May 15, 2024 · Tampa, Fl
- M••••• S•••••• to F••••• I•••••••••left Oct 22, 2025, registered Dec 11, 2025 (50 days) · Wirehouse to independent RIA
- P•••• S••••••••• L•• to M••••• S••••••left May 15, 2024, registered Sep 24, 2024 (132 days) · Affiliated broker-dealer or bank to wirehouse
- J••••••• E• S•••• left M••••• S•••••• for F••••• I••••••••• (registered 2025-12-11)Oct 22, 2025 · Advisor changed firm · fact
- J••••••• E• S•••• left P•••• S••••••••• L•• for M••••• S•••••• (registered 2024-09-24)May 15, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address