DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Thomas Orcutt

Td Private Client Wealth LLCBD affiliatedWest Peabody, Ma dual registrantIAPD 7822840

Feed of 09/14/2026

At current firm

0 y

since Feb 19, 2026

In the industry

11 y

since Apr 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Td Private Client Wealth LLC BD affiliated current
since Feb 19, 2026 · West Peabody, Ma
Regal Investment Advisors LLC BD affiliated
Jun 16, 2025 to Jan 7, 2026 · Kentwood, Mi
Capital Analysts BD affiliated
Aug 28, 2024 to Feb 24, 2026 · Beverly, Ma
Lincoln Investment independent RIA
Aug 28, 2024 to Feb 24, 2026 · Waltham, Ma

Moves

a registration end followed by a registration begin elsewhere

Capital Analysts to Lincoln Investment
left Feb 24, 2026, registered Aug 28, 2024 (-545 days) · Affiliated broker-dealer or bank to independent RIA
Lincoln Investment to Regal Investment Advisors LLC
left Feb 24, 2026, registered Jun 16, 2025 (-253 days) · RIA to affiliated broker-dealer or bank
Regal Investment Advisors LLC to Td Private Client Wealth LLC
left Jan 7, 2026, registered Feb 19, 2026 (43 days) · Affiliated broker-dealer or bank to another

Signals

Thomas Orcutt left Lincoln Investment for Regal Investment Advisors Llc (registered 2025-06-16)
Feb 24, 2026 · Advisor changed firm · fact
Thomas Orcutt left Capital Analysts for Lincoln Investment (registered 2024-08-28)
Feb 24, 2026 · Advisor changed firm · fact
Thomas Orcutt left Regal Investment Advisors Llc for Td Private Client Wealth Llc (registered 2026-02-19)
Jan 7, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address