DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Schaefer

CaptrustinstitutionalTampa, Fldual registrantIAPD 7826782

Feed of 09/14/2026

At current firm

0 y

since Jun 24, 2026

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Captrust institutional current
since Jun 24, 2026 · Tampa, Fl
Truist Advisory Services, Inc. BD affiliated
May 2, 2025 to Apr 17, 2026 · Tampa, Fl
LPL Financial LLC BD affiliated
May 28, 2024 to Apr 10, 2025 · Tampa, Fl
Florida Financial Advisors, LLC BD affiliated
Oct 30, 2023 to Apr 22, 2024 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

Truist Advisory Services, Inc. to Captrust
left Apr 17, 2026, registered Jun 24, 2026 (68 days) · Other · moved with a team
LPL Financial LLC to Truist Advisory Services, Inc.
left Apr 10, 2025, registered May 2, 2025 (22 days) · Affiliated broker-dealer or bank to another
Florida Financial Advisors, LLC to LPL Financial LLC
left Apr 22, 2024, registered May 28, 2024 (36 days) · Affiliated broker-dealer or bank to another

Signals

James Schaefer left Truist Advisory Services, Inc. for Captrust (registered 2026-06-24)
Apr 17, 2026 · Advisor changed firm · fact
James Schaefer left Lpl Financial Llc for Truist Advisory Services, Inc. (registered 2025-05-02)
Apr 10, 2025 · Advisor changed firm · fact
James Schaefer left Florida Financial Advisors, Llc for Lpl Financial Llc (registered 2024-05-28)
Apr 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address