DFX Intelligence
RIA Intelligence
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Registered advisor
T•••• J•••• B••••••
Feed of 09/14/2026
At current firm
1 y
since Jun 9, 2025
In the industry
15 y
since Aug 1, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Jun 9, 2025 · Camp Hill, Pa
- F•••• C•••••• A••••••• S••••••• BD affiliatedJun 24, 2024 to Jul 1, 2025 · Belcamp, Md
Moves
a registration end followed by a registration begin elsewhere
- F•••• C•••••• A••••••• S••••••• to E••••• J••••left Jul 1, 2025, registered Jun 9, 2025 (-22 days) · Affiliated broker-dealer or bank to another
Signals
- T•••• J•••• B•••••• left F•••• C•••••• A••••••• S••••••• for E••••• J•••• (registered 2025-06-09)Jul 1, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address