DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Garett Lee Holton

Fisher Investmentsindependent RIATampa, Fl IA-onlyIAPD 7836934

Feed of 09/14/2026

At current firm

1 y

since Sep 16, 2025

In the industry

10 y

since Nov 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Fisher Investments independent RIA current
since Sep 16, 2025 · Tampa, Fl
Whichard Roach Financial state registered
Jun 19, 2025 to Aug 4, 2025 · Greensboro, Nc
Gradient Investments, LLC independent RIA
May 13, 2025 to Aug 4, 2025 · Greensboro, Nc
Gradient Advisors, LLC independent RIA
Nov 21, 2023 to Jun 19, 2025 · Arden Hills, Mn

Moves

a registration end followed by a registration begin elsewhere

Gradient Investments, LLC to Whichard Roach Financial
left Aug 4, 2025, registered Jun 19, 2025 (-46 days) · RIA to a state-registered adviser
Whichard Roach Financial to Fisher Investments
left Aug 4, 2025, registered Sep 16, 2025 (43 days) · Other
Gradient Advisors, LLC to Gradient Investments, LLC
left Jun 19, 2025, registered May 13, 2025 (-37 days) · RIA to RIA

Signals

Garett Lee Holton left Whichard Roach Financial for Fisher Investments (registered 2025-09-16)
Aug 4, 2025 · Advisor changed firm · fact
Garett Lee Holton left Gradient Investments, Llc for Whichard Roach Financial (registered 2025-06-19)
Aug 4, 2025 · Advisor changed firm · fact
Garett Lee Holton left Gradient Advisors, Llc for Gradient Investments, Llc (registered 2025-05-13)
Jun 19, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address