RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• M•••••••
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Sep 12, 2025 · Tampa, Fl
- C••• S••••• P••••••• BD affiliatedJan 27, 2025 to Jul 29, 2025 · Tampa, Fl
- R•••••• J•••• • A••••••••• I••• national BDSep 18, 2024 to Sep 24, 2024 · St. Petersburg, Fl
- C••• S••••• P••••••• to V•••• F•••••••• A•••••••• I•••left Jul 29, 2025, registered Sep 12, 2025 (45 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• • A••••••••• I••• to C••• S••••• P•••••••left Sep 24, 2024, registered Jan 27, 2025 (125 days) · Affiliated broker-dealer or bank to another
- L••• M••••••• left C••• S••••• P••••••• for V•••• F•••••••• A•••••••• I••• (registered 2025-09-12)Jul 29, 2025 · Advisor changed firm · fact
- L••• M••••••• left R•••••• J•••• • A••••••••• I••• for C••• S••••• P••••••• (registered 2025-01-27)Sep 24, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address