RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- D•••••• independent RIA currentsince Jan 28, 2026 · Phoenix, Az
- F••••••••• C•••••• independent RIAApr 8, 2025 to Dec 1, 2025 · Goodyear, Az
- L••••••• F••••••••• I••• state registeredJan 24, 2024 to Mar 27, 2025 · Newport Beach, Ca
- F••••••••• C•••••• to D••••••left Dec 1, 2025, registered Jan 28, 2026 (58 days) · RIA to RIA
- L••••••• F••••••••• I••• to F••••••••• C••••••left Mar 27, 2025, registered Apr 8, 2025 (12 days) · Other
- D•••• R•••••• H•••••• left F••••••••• C•••••• for Dynamic (registered 2026-01-28)Dec 1, 2025 · Advisor changed firm · fact
- D•••• R•••••• H•••••• left L••••••• F••••••••• I••• for F••••••••• C•••••• (registered 2025-04-08)Mar 27, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address