DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Lifetime Financial, Inc.

STATE REGISTEREDNewport Beach, CaliforniaCRD 161124IAPD
Latest filing Aug 24, 2026
First filing on the tape Aug 24, 2026 · 1 filings
RAUM
$63.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
88%
$55.9M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Aug 24, 2026; every figure names its basis
RAUM per advisor
$6.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
24derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.4MderivedHNW RAUM over HNW clients
Average account
$226,024derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
10.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$29.1M46%
  • High-net-worth individuals$26.8M42%
  • Pension and profit-sharing plans$5.0M7.9%
  • Corporations and businesses$2.4M3.8%
Individual clients
218reported
HNW clients
19reported
Pension plan clients
17reported
Charitable clients
0reported
Accounts
280reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
9 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Randall Albert LuebkeNewport Beach, CaJun 13, 201814 y0
Gary Leonard HicklinNewport Beach, CaJul 8, 201942 y1
Darren M CandiottyChartered Financial ConsultantNewport Beach, CaJan 3, 202518 y4
Sharon Ruth HicklinSan Luis Obispo, Ca Jan 7, 202512 y0
Leonard Simon BakkerNewport Beach, CaFeb 26, 202641 y1
James Matthew RossiNewport Beach, Ca Mar 3, 202612 y2
Yulia Grigorievna OrdwayCertified Financial PlannerNewport Beach, CaApr 17, 202614 y0
Phillip Leroy IngleNewport Beach, Ca Jun 17, 202629 y2
Bryon Devon PyleNewport Beach, CaJun 22, 202623 y1
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 days2 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Newport Beach, Ca · principal950
Goodyear, Az000
Tacoma, Wa001
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
3 dated events
  • Kevin John Williams no longer registered at Lifetime Financial, Inc.; no later IA registration on IAPD
    Jun 18, 2026 · Advisor departure · fact
  • David Russell Hoffman left Lifetime Financial, Inc. for Forthright Capital (registered 2025-04-08)
    Mar 27, 2025 · Advisor changed firm · fact
  • Steven Ronald Hoak left Lifetime Financial, Inc. for Aris Capital Strategies, Llc (registered 2023-11-30)
    Dec 12, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Principal office phone
800-810-1736reportedpublic record, Form ADV, Aug 24, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
STATE REGISTEREDderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 15, 2026