RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• Z••••••
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Apr 16, 2026 · Boston, Ma
- L•• E••••••••• L•• BD affiliatedApr 23, 2025 to Mar 17, 2026 · Wakefield, Ma
- P••••••••• B•••••••• S•••••••• I••• independent RIAOct 29, 2024 to Mar 4, 2025 · Green Bay, Wi
- L•• E••••••••• L•• to V••• F•••••••• A•••••••• I•••left Mar 17, 2026, registered Apr 16, 2026 (30 days) · Affiliated broker-dealer or bank to another
- P••••••••• B•••••••• S•••••••• I••• to L•• E••••••••• L••left Mar 4, 2025, registered Apr 23, 2025 (50 days) · RIA to affiliated broker-dealer or bank
- M••••••• Z•••••• left L•• E••••••••• L•• for V••• F•••••••• A•••••••• I••• (registered 2026-04-16)Mar 17, 2026 · Advisor changed firm · fact
- M••••••• Z•••••• left P••••••••• B•••••••• S•••••••• I••• for L•• E••••••••• L•• (registered 2025-04-23)Mar 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address