RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• E•••• E•••••
- W•••• F•••• A••••••• wirehouse currentsince Jun 16, 2026 · Birmingham, Al
- S••••••••• W••••• mixed wealthDec 1, 2025 to May 22, 2026 · Summit, Nj
- F•••• C•••••• A••••••• S••••••• BD affiliatedApr 8, 2025 to Oct 28, 2025 · Diberville, Ms
- S••••••••• W••••• to W•••• F•••• A•••••••left May 22, 2026, registered Jun 16, 2026 (25 days) · RIA to wirehouse
- F•••• C•••••• A••••••• S••••••• to S••••••••• W•••••left Oct 28, 2025, registered Dec 1, 2025 (34 days) · Affiliated broker-dealer or bank to independent RIA
- A•••••• E•••• E••••• left S••••••••• W••••• for W•••• F•••• A••••••• (registered 2026-06-16)May 22, 2026 · Advisor changed firm · fact
- A•••••• E•••• E••••• left F•••• C•••••• A••••••• S••••••• for S••••••••• W••••• (registered 2025-12-01)Oct 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address