RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• W• H•••
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Apr 17, 2026 · Boston, Ma
- S•••••••• A••••••• L•• national BDJun 18, 2025 to Apr 24, 2026 · Shrewsbury, Ma
- S•••••••• A••••••• L•• to V••• F•••••••• A•••••••• I•••left Apr 24, 2026, registered Apr 17, 2026 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- E•••• W• H••• left S•••••••• A••••••• L•• for V••• F•••••••• A•••••••• I••• (registered 2026-04-17)Apr 24, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address