RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• S• S•••••••••
- E••••• J•••• national BD currentsince Jul 7, 2026 · Whitesboro, Tx
- C•••••• S••••• • C••• I••• national BDFeb 19, 2025 to Aug 7, 2025 · Westlake, Tx
- T••••••• I••••••••• M••••••••• I••• BD affiliatedOct 11, 2024 to Jan 27, 2025 · Minneapolis, Mn
- C•••••• S••••• • C••• I••• to E••••• J••••left Aug 7, 2025, registered Jul 7, 2026 (334 days) · Affiliated broker-dealer or bank to another
- T••••••• I••••••••• M••••••••• I••• to C•••••• S••••• • C••• I•••left Jan 27, 2025, registered Feb 19, 2025 (23 days) · Affiliated broker-dealer or bank to another
- B•••••• S• S••••••••• left C•••••• S••••• • C••• I••• for E••••• J•••• (registered 2026-07-07)Aug 7, 2025 · Advisor changed firm · fact
- B•••••• S• S••••••••• left T••••••• I••••••••• M••••••••• I••• for C•••••• S••••• • C••• I••• (registered 2025-02-19)Jan 27, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address