RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• G•••••• W•••
- C••••••• P••••••• independent RIA currentsince May 11, 2026 · Overland Park, Ks
- N•••••• A••••••• BD affiliatedSep 15, 2025 to Apr 21, 2026 · San Diego, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 14, 2025 to Sep 23, 2025 · La Jolla, Ca
- N•••••• A••••••• to C••••••• P•••••••left Apr 21, 2026, registered May 11, 2026 (20 days) · Affiliated broker-dealer or bank to independent RIA
- M•• I•••••••• S•••••••• L•• to N•••••• A•••••••left Sep 23, 2025, registered Sep 15, 2025 (-8 days) · Affiliated broker-dealer or bank to another
- B•••••• G•••••• W••• left N•••••• A••••••• for C••••••• P••••••• (registered 2026-05-11)Apr 21, 2026 · Advisor changed firm · fact
- B•••••• G•••••• W••• left M•• I•••••••• S•••••••• L•• for N•••••• A••••••• (registered 2025-09-15)Sep 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address