DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/17/2026
At current firm
0 y
since Sep 16, 2026
In the industry
22 y
since Nov 1, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Fisher Investments independent RIA currentsince Sep 16, 2026 · Plano, Tx
- First Command Advisory Services BD affiliatedOct 15, 2025 to Mar 26, 2026 · Milton, Fl
Moves
a registration end followed by a registration begin elsewhere
- First Command Advisory Services to Fisher Investmentsleft Mar 26, 2026, registered Sep 16, 2026 (174 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Nathan Darke registered as an investment adviser representative at Fisher InvestmentsSep 16, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address