RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•••••• BD affiliated currentsince Jul 10, 2026 · Morganville, Nj
- T••••••••• C••••••• L•• independent RIAMay 18, 2026 to Jul 1, 2026 · Chevy Chase, Md
- T••••••••• W•••••• L•• independent RIAApr 1, 2025 to Jul 1, 2026 · Chevy Chase, Md
- T••••••••• W•••••• L•• to T••••••••• C••••••• L••left Jul 1, 2026, registered May 18, 2026 (-44 days) · RIA to RIA
- T••••••••• C••••••• L•• to M••••••left Jul 1, 2026, registered Jul 10, 2026 (9 days) · RIA to affiliated broker-dealer or bank
- A••••• P•••• left T••••••••• C••••••• L•• for Mariner (registered 2026-07-10)Jul 1, 2026 · Advisor changed firm · fact
- A••••• P•••• left T••••••••• W•••••• L•• for T••••••••• C••••••• L•• (registered 2026-05-18)Jul 1, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address