DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

T••••••••• W•••••• L••

Independent wealth managerChevy Chase, MarylandCRD 328398SEC 801-128869websiteIAPD
Latest filing Aug 27, 2026
First filing on the tape Sep 11, 2023 · 12 filings
SEC status approved since Oct 17, 2023
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$1.5B individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$155M
derived; firm RAUM over IAPD count
Employees
15
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.5B as of Aug 27, 2026
Feb 14, 2024$1.3B then
HNW client RAUM$1.4B as of Aug 27, 2026
Feb 14, 2024$1.1B then
State-registered IARs (5.B.3)10 as of Aug 27, 2026
Feb 14, 20246 then
Employees (5.A)15 as of Aug 27, 2026
Feb 14, 20246 then
Private funds: no history
RAUM +0.4% over the last fiscal yearIARs 9 to 10
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$141MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
31derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$7.8MderivedHNW RAUM over HNW clients
Average account
$733,328derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
11.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+0.4%derivedbetween the last two annual amendments
Advisor growth, one year
+11%derivedItem 5.B.3 between annual amendments
Client growth, one year
-11%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Custody
$549M, 342 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.4B89%
  • Individuals$120M7.7%
  • Corporations and businesses$49.6M3.2%
  • Charitable organizations$3.7M0.2%
Individual clients
162reported
HNW clients
176reported
Pension plan clients
n/areported
Charitable clients
3reported
Accounts
2,113reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$549M for 342 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
W•••••• A••• S•••••••Chevy Chase, MdOct 18, 202317 y2
G•••••• E••••• B••••Burke, Va Oct 18, 202319 y4
P•••• H•••••••Chevy Chase, MdOct 18, 202314 y2
J••••••• B•••• R•••••Chevy Chase, MdOct 18, 202312 y3
A••••• K•••• S•••••Chevy Chase, MdOct 18, 202328 y2
J••• J•••• S•••••••••Chevy Chase, MdJan 26, 202411 y1
R••• W••••• F••••••Chevy Chase, MdJan 29, 202418 y2
H••••• S••••• R••••••Chevy Chase, MdNov 22, 202417 y3
P••••• M••• J••••• D• L• C•••••••••Chevy Chase, MdOct 29, 202511 y0
J••• L••••••• R•••••Chevy Chase, MdAug 4, 202610 y0
A••••• D••• E••••••Chevy Chase, MdSep 14, 202612 y1
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 10% of current headcount5 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • B••••• G••••••• E••••• · Managing Membercontrol
    since 10/2023 · owns 10% to 25%
  • S•••••• A•••••• K•••• · Managing Member & Chief Compliance Officercontrol
    since 10/2023 · owns 25% to 50%
  • S•••••••• W••••••• A••• · Managing Membercontrol
    since 10/2023 · owns 10% to 25%
  • V•••••• D•••••• L•••••• · Managing Membercontrol
    since 10/2023 · owns 10% to 25%
Entity owners
  • D•••••• F•••••••• P•••••••• L•• · LLC Member-Owner
    direct · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Chevy Chase, Md · principal1131
San Diego, Ca000
Offices
Schedule D 1.F, the 25 largest
  • San Diego, CA1 employees
  • , 1 employees
What changed
consecutive filings, newest first
  • Accounts · 1,476 to 2,113
    Jul 30, 2025 to Mar 30, 2026
  • Advisory employees · 9 to 6
    Jul 30, 2025 to Mar 30, 2026
  • Charity clients · 17 to 3
    Jul 30, 2025 to Mar 30, 2026
  • Corporate clients · 7 to 6
    Jul 30, 2025 to Mar 30, 2026
  • HNW clients · 185 to 176
    Jul 30, 2025 to Mar 30, 2026
  • Individual clients · 195 to 162
    Jul 30, 2025 to Mar 30, 2026
  • Pension plan clients · 5.0 to unset
    Jul 30, 2025 to Mar 30, 2026
  • Assets in custody · $497M to $549M
    Jul 30, 2025 to Mar 30, 2026
  • State-registered IARs · 9 to 10
    Jul 30, 2025 to Mar 30, 2026
  • Discretionary RAUM · $1.5B to $1.5B
    Jul 30, 2025 to Mar 30, 2026
  • HNW RAUM · $1.3B to $1.4B
    Jul 30, 2025 to Mar 30, 2026
  • Individual RAUM · $193M to $120M
    Jul 30, 2025 to Mar 30, 2026
  • Pension RAUM · 7862830.0 to unset
    Jul 30, 2025 to Mar 30, 2026
  • RAUM · $1.5B to $1.5B
    Jul 30, 2025 to Mar 30, 2026
  • Financial planning clients · 0 to 0
    Mar 28, 2025 to Jul 30, 2025
  • Accounts · 1,654 to 1,476
    Apr 26, 2024 to Mar 28, 2025
  • Advisory employees · 6 to 9
    Apr 26, 2024 to Mar 28, 2025
  • Charity clients · 9 to 17
    Apr 26, 2024 to Mar 28, 2025
  • Corporate clients · 9 to 7
    Apr 26, 2024 to Mar 28, 2025
  • HNW clients · 164 to 185
    Apr 26, 2024 to Mar 28, 2025
  • Individual clients · 164 to 195
    Apr 26, 2024 to Mar 28, 2025
  • Pension plan clients · 11 to 5
    Apr 26, 2024 to Mar 28, 2025
  • Assets in custody · $372M to $497M
    Apr 26, 2024 to Mar 28, 2025
  • Employees · 6 to 15
    Apr 26, 2024 to Mar 28, 2025
  • State-registered IARs · 6 to 9
    Apr 26, 2024 to Mar 28, 2025
  • Other offices · 4 to 0
    Apr 26, 2024 to Mar 28, 2025
  • Discretionary RAUM · $1.3B to $1.5B
    Apr 26, 2024 to Mar 28, 2025
  • HNW RAUM · $1.1B to $1.3B
    Apr 26, 2024 to Mar 28, 2025
  • Individual RAUM · $151M to $193M
    Apr 26, 2024 to Mar 28, 2025
  • Pension RAUM · $13.8M to $7.9M
    Apr 26, 2024 to Mar 28, 2025
  • RAUM · $1.3B to $1.5B
    Apr 26, 2024 to Mar 28, 2025
  • Related adviser · false to true
    Apr 26, 2024 to Mar 28, 2025
  • Accounts · unset to 1654.0
    Oct 18, 2023 to Feb 14, 2024
  • Charity clients · unset to 9.0
    Oct 18, 2023 to Feb 14, 2024
  • Corporate clients · unset to 9.0
    Oct 18, 2023 to Feb 14, 2024
  • HNW clients · unset to 164.0
    Oct 18, 2023 to Feb 14, 2024
  • Individual clients · unset to 164.0
    Oct 18, 2023 to Feb 14, 2024
  • Pension plan clients · unset to 11.0
    Oct 18, 2023 to Feb 14, 2024
  • Assets in custody · unset to 371868425.0
    Oct 18, 2023 to Feb 14, 2024
  • Custody of client assets · false to true
    Oct 18, 2023 to Feb 14, 2024
Signals
16 dated events
  • A••••• D••• E•••••• registered as an investment adviser representative at T••••••••• W•••••• L••
    Sep 14, 2026 · Advisor registered · fact
  • A••••• P•••• left T••••••••• W•••••• L•• for T••••••••• C••••••• L•• (registered 2026-05-18)
    Jul 1, 2026 · Advisor changed firm · fact
  • G•••••• T••• P••••• left T••••••••• W•••••• L•• for T••••••••• P•••••••• L•• (registered 2025-02-07)
    Aug 12, 2025 · Advisor changed firm · fact
  • M••••••• A••• M••••• left T••••••••• W•••••• L•• for T••••••••• P•••••••• L•• (registered 2025-02-27)
    Aug 12, 2025 · Advisor changed firm · fact
  • M•••• L• H••••• left T••••••••• W•••••• L•• for T••••••••• P•••••••• L•• (registered 2025-02-27)
    Aug 11, 2025 · Advisor changed firm · fact
  • J••••••• C•••••• A••••• left T••••••••• W•••••• L•• for M•••• F•••••••• A••••••• (registered 2025-11-17)
    Aug 11, 2025 · Advisor changed firm · fact
  • 2 advisors left T••••••••• W•••••• L•• (San Diego, CA) for T••••••••• P•••••••• L•• a day apart
    Aug 11, 2025 · Team lift-out · derived
  • 7 advisors left U••••• C•••••• F•••••••• A••••••• (Bethesda, MD) for T••••••••• W•••••• L•• a day apart
    Nov 2, 2023 · Team lift-out · derived
  • 3 advisors left U••••• C•••••• F•••••••• A••••••• (San Diego, CA) for T••••••••• W•••••• L•• a day apart
    Nov 2, 2023 · Team lift-out · derived
  • Deatra Vailes (Managing Member) appeared on Schedule A of T••••••••• W•••••• L••
    Oct 16, 2023 · Control person joined · fact
  • Thomas Andrew Butte (Chief Compliance Officer) no longer on Schedule A of T••••••••• W•••••• L•• (listed 2023-10-11, absent 2023-10-16)
    Oct 16, 2023 · Control person left · inference
  • Richard Jonathan Morris (Chief Legal And Governance Officer) no longer on Schedule A of T••••••••• W•••••• L•• (listed 2023-10-11, absent 2023-10-16)
    Oct 16, 2023 · Control person left · inference
  • Alan William Sterling (Managing Member) appeared on Schedule A of T••••••••• W•••••• L••
    Oct 16, 2023 · Control person joined · fact
  • Kevan Andrew Schiff (Managing Member & Chief Compliance Officer) appeared on Schedule A of T••••••••• W•••••• L••
    Oct 16, 2023 · Control person joined · fact
  • Edward G•••••• Blake (Managing Member) appeared on Schedule A of T••••••••• W•••••• L••
    Oct 16, 2023 · Control person joined · fact
  • J••• W••••• V•••••••• L•• filed its initial SEC registration (Form ADV)
    Sep 11, 2023 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
contact@tritonpointwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone
301-799-9001reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
linkedin.com/company/tritonpoint-wealthreportedpublic record, Form ADV, Sep 18, 2026
Website
tritonpointwealth.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
(301) 799-9001reportedpublic record, Form ADV, Aug 27, 2026
Contact form
tritonpointwealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Team page
tritonpointwealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$155Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026