RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• W•••• B•••••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Apr 20, 2026 · Glen Allen, Va
- O•••• W•••••• I••• BD affiliatedJan 24, 2025 to Apr 10, 2026 · Richmond, Va
- O•••• F•• I••• formerJun 7, 2012 to Jan 24, 2025 · Glen Allen, Va
- P•••••••• S••••••••• I••• BD affiliatedMar 24, 2009 to Apr 26, 2012 · Midlothian, Va
- S••••••• I••••••••• S•••••••• I••• formerOct 23, 2008 to Mar 11, 2009 · Richmond, Va
- N•• E•••••• S••••••••• C••••••••• formerNov 8, 2007 to Oct 21, 2008 · Richmond, Va
- P•••••••• S••••••••• I••• BD affiliatedFeb 9, 2004 to Jun 30, 2005 · Richmond, Va
- T•• A••••••• G••••• I••• unclassifiedNov 19, 2002 to Dec 17, 2003 · Bethesda, Md
- O•••• W•••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 10, 2026, registered Apr 20, 2026 (10 days) · Affiliated broker-dealer or bank to another
- O•••• F•• I••• to O•••• W•••••• I•••left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- P•••••••• S••••••••• I••• to O•••• F•• I•••left Apr 26, 2012, registered Jun 7, 2012 (42 days) · Other
- S••••••• I••••••••• S•••••••• I••• to P•••••••• S••••••••• I•••left Mar 11, 2009, registered Mar 24, 2009 (13 days) · Other
- N•• E•••••• S••••••••• C••••••••• to S••••••• I••••••••• S•••••••• I•••left Oct 21, 2008, registered Oct 23, 2008 (2 days) · Other
- P•••••••• S••••••••• I••• to N•• E•••••• S••••••••• C•••••••••left Jun 30, 2005, registered Nov 8, 2007 (861 days) · Other
- T•• A••••••• G••••• I••• to P•••••••• S••••••••• I•••left Dec 17, 2003, registered Feb 9, 2004 (54 days) · Other
- S••••• W•••• B••••••••• left O•••• W•••••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-04-20)Apr 10, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address