RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• C•••• J••••
- W•••• F•••• A••••••• wirehouse currentsince Aug 5, 2026 · Monroe, La
- L•• F•••••••• L•• BD affiliatedAug 21, 2025 to Aug 5, 2026 · Monroe, La
- F•••• H•••••• A•••••••• I•• formerAug 12, 2025 to Aug 21, 2025 · Monroe, La
- L•• F•••••••• L•• to W•••• F•••• A•••••••left Aug 5, 2026, registered Aug 5, 2026 (0 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- F•••• H•••••• A•••••••• I•• to L•• F•••••••• L••left Aug 21, 2025, registered Aug 21, 2025 (0 days) · corporate re-registration, not a move
- S••••• C•••• J•••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2026-08-05)Aug 5, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address