DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William John Kosic
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Buddy Kosic
At current firm
4 y
since May 18, 2022
In the industry
38 y
since Sep 9, 1988 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
9
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Empirikal Partners LLC state registered currentsince May 18, 2022 · Phoenix, Az
- Fiscal Wisdom Wealth Management LLC independent RIAOct 22, 2019 to Mar 31, 2022 · Townsend, Ga
- Bankers Life Advisory Services, Inc. BD affiliatedDec 18, 2017 to Oct 2, 2019 · Brunswick, Ga
- Investacorp Advisory Services Inc formerJan 27, 2016 to Sep 21, 2016 · Atlanta, Ga
- Nfp Advisor Services, LLC formerJan 13, 2012 to Dec 31, 2015 · Atlanta, Ga
- Suntrust Investment Services, Inc. formerJul 13, 2010 to Dec 31, 2011 · Savannah, Ga
Moves
a registration end followed by a registration begin elsewhere
- Fiscal Wisdom Wealth Management LLC to Empirikal Partners LLCleft Mar 31, 2022, registered May 18, 2022 (48 days) · RIA to a state-registered adviser
- Bankers Life Advisory Services, Inc. to Fiscal Wisdom Wealth Management LLCleft Oct 2, 2019, registered Oct 22, 2019 (20 days) · Affiliated broker-dealer or bank to independent RIA
- Investacorp Advisory Services Inc to Bankers Life Advisory Services, Inc.left Sep 21, 2016, registered Dec 18, 2017 (453 days) · Other
- Nfp Advisor Services, LLC to Investacorp Advisory Services Incleft Dec 31, 2015, registered Jan 27, 2016 (27 days) · Other · moved with a team
- Suntrust Investment Services, Inc. to Nfp Advisor Services, LLCleft Dec 31, 2011, registered Jan 13, 2012 (13 days) · Other
Signals
- William John Kosic left Fiscal Wisdom Wealth Management Llc for Empirikal Partners Llc (registered 2022-05-18)Mar 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address