RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• N•• L••••
- V•••••• W••••• A••••••• independent RIA currentsince Apr 6, 2026 · Westlake V••••••, Ca
- I••••••••• P••••••• • W••••• M••••••••• L•• independent RIAJun 24, 2025 to Dec 17, 2025 · Salina, Ks
- I••••••••• P••••••• • W••••• M••••••••• L•• to V•••••• W••••• A•••••••left Dec 17, 2025, registered Apr 6, 2026 (110 days) · RIA to RIA
- J•••• N•• L•••• left I••••••••• P••••••• • W••••• M••••••••• L•• for V•••••• W••••• A••••••• (registered 2026-04-06)Dec 17, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address