DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••••• W••••• A•••••••
Legal name O•• W••••• G•••••• I•••
Latest filing Jun 18, 2026
First filing on the tape Apr 23, 2021 · 16 filings
SEC status approved since May 24, 2021
RAUM
$258M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$258M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$64.5M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$258M as of Jun 18, 2026
Mar 29, 2022$126M then
HNW client RAUM$223M as of Jun 18, 2026
Mar 29, 2022$105M then
State-registered IARs (5.B.3)3 as of Jun 18, 2026
Mar 29, 20223 then
Employees (5.A)3 as of Jun 18, 2026
Mar 29, 20223 then
Private funds: no history
RAUM +51% over the last fiscal year+25% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jun 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $64.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $498,855derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +51%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +60%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$223M87%
- Individuals$34.3M13%
- Corporations and businesses$280,2810.1%
- Individual clients
- 141reported
- HNW clients
- 99reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 517reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N••••• V••••••• V••••Certified Financial Planner | Westlake V••••••, Ca | Mar 1, 2022 | 13 y | 2 |
| J•• W••••••• C•••••••Certified Financial Planner | Westlake V••••••, Ca | Mar 7, 2022 | 22 y | 5 |
| A••••• S••••• B••••• | Westlake V••••••, Ca | Mar 7, 2022 | 14 y | 1 |
| J•••• N•• L••••Certified Financial Planner | Assaria, Ks | Apr 6, 2026 | 11 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• N•• L•••• from I••••••••• P••••••• • W••••• M••••••••• L••Apr 6, 2026 · RIA to RIA
- J•• W••••••• C••••••• from A•••••• L••Mar 7, 2022 · RIA to RIA
- A••••• S••••• B••••• from A•••••• L••Mar 7, 2022 · RIA to RIA
- N••••• V••••••• V•••• from A•••••• L••Mar 1, 2022 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from A•••••• L••Nov 8, 2019 · Santa Barbara, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V••••• N•••••• V••••••• · President/Chief Compliance Officer/Managing Membercontrolsince 03/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Westlake V••••••, Ca · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- client count surgeChange between filings · filing Apr 23, 2026individual and HNW clients (Item 5.D) moved from 150.0 to 240.0 (+60.0%) between the annual amendments of 2025-01-02 and 2026-04-23; the peer median change was +3.0% (3309 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 98% percentile
- RAUM up 50 %Change between filings · filing Apr 23, 2026RAUM (Item 5.F) moved from $170,468,951 to $257,908,095 (+51.0%) between the annual amendments of 2025-01-02 and 2026-04-23; the peer median change was +15.0% (4550 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 462 to 517Jul 3, 2025 to Mar 30, 2026
- Corporate clients · 4.0 to unsetJul 3, 2025 to Mar 30, 2026
- HNW clients · 63 to 99Jul 3, 2025 to Mar 30, 2026
- Individual clients · 105 to 141Jul 3, 2025 to Mar 30, 2026
- Pension plan clients · 3.0 to unsetJul 3, 2025 to Mar 30, 2026
- Discretionary RAUM · $212M to $258MJul 3, 2025 to Mar 30, 2026
- HNW RAUM · $180M to $223MJul 3, 2025 to Mar 30, 2026
- Individual RAUM · $27.4M to $34.3MJul 3, 2025 to Mar 30, 2026
- Pension RAUM · 3547023.0 to unsetJul 3, 2025 to Mar 30, 2026
- RAUM · $212M to $258MJul 3, 2025 to Mar 30, 2026
- Financial planning clients · 1-10 to 1-10May 14, 2025 to Jul 3, 2025
- Accounts · 414 to 462Jan 2, 2025 to May 14, 2025
- HNW clients · 54 to 63Jan 2, 2025 to May 14, 2025
- Individual clients · 96 to 105Jan 2, 2025 to May 14, 2025
- Pension plan clients · 4 to 3Jan 2, 2025 to May 14, 2025
- Discretionary RAUM · $170M to $212MJan 2, 2025 to May 14, 2025
- HNW RAUM · $145M to $180MJan 2, 2025 to May 14, 2025
- Individual RAUM · $21.2M to $27.4MJan 2, 2025 to May 14, 2025
- Pension RAUM · $3.7M to $3.5MJan 2, 2025 to May 14, 2025
- RAUM · $170M to $212MJan 2, 2025 to May 14, 2025
- Accounts · 338 to 414Apr 4, 2023 to Apr 7, 2024
- Corporate clients · 1 to 4Apr 4, 2023 to Apr 7, 2024
- HNW clients · 40 to 54Apr 4, 2023 to Apr 7, 2024
- Individual clients · 100 to 96Apr 4, 2023 to Apr 7, 2024
- Pension plan clients · 1 to 4Apr 4, 2023 to Apr 7, 2024
- Discretionary RAUM · $133M to $170MApr 4, 2023 to Apr 7, 2024
- HNW RAUM · $106M to $145MApr 4, 2023 to Apr 7, 2024
- Individual RAUM · $23.9M to $21.2MApr 4, 2023 to Apr 7, 2024
- Pension RAUM · $2.6M to $3.7MApr 4, 2023 to Apr 7, 2024
- RAUM · $133M to $170MApr 4, 2023 to Apr 7, 2024
- Accounts · 284 to 338Apr 8, 2022 to Apr 4, 2023
- Corporate clients · unset to 1.0Apr 8, 2022 to Apr 4, 2023
- HNW clients · 46 to 40Apr 8, 2022 to Apr 4, 2023
- Individual clients · 66 to 100Apr 8, 2022 to Apr 4, 2023
- Pension plan clients · unset to 1.0Apr 8, 2022 to Apr 4, 2023
- Discretionary RAUM · $126M to $133MApr 8, 2022 to Apr 4, 2023
- HNW RAUM · $105M to $106MApr 8, 2022 to Apr 4, 2023
- Individual RAUM · $18.0M to $23.9MApr 8, 2022 to Apr 4, 2023
- Pension RAUM · $3.3M to $2.6MApr 8, 2022 to Apr 4, 2023
- RAUM · $126M to $133MApr 8, 2022 to Apr 4, 2023
Signals
1 dated events
- V•••••• W••••• A••••••• filed its initial SEC registration (Form ADV)Apr 23, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@villagewealthadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 805-603-4960reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/village-wealth-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- V••••••WEALTHADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 805-603-4960reportedpublic record, Form ADV, Jun 18, 2026
- Team page
- villagewealthadvisors.com/about/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026