RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• R••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jun 30, 2026 · Atlanta, Ga
- M••••• S•••••• wirehouseMay 15, 2026 to Jun 23, 2026 · Atlanta, Ga
- E•••••••• A•••••••• L•• national BDMar 4, 2026 to Apr 24, 2026 · Atlanta, Ga
- M••••• S•••••• to J••• M••••• S••••••••• L••left Jun 23, 2026, registered Jun 30, 2026 (7 days) · Wirehouse to wirehouse · moved with a team
- E•••••••• A•••••••• L•• to M••••• S••••••left Apr 24, 2026, registered May 15, 2026 (21 days) · Affiliated broker-dealer or bank to wirehouse
- E•••• R•••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2026-06-30)Jun 23, 2026 · Advisor changed firm · fact
- E•••• R•••• left E•••••••• A•••••••• L•• for M••••• S•••••• (registered 2026-05-15)Apr 24, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address