DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• E••••• H••••••

A•••• W••••• M••••••••• G••••independent RIAPlano, Txdual registrantIAPD 819275

Feed of 09/14/2026

Also filed as Bob H••••••

At current firm

3 y

since May 17, 2023

In the industry

39 y

since Jul 21, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••• W••••• M••••••••• G•••• independent RIA current
since May 17, 2023 · Plano, Tx
W•••• F•••• A••••••• wirehouse
May 16, 2019 to May 24, 2023 · Plano, Tx
W•••• F•••• A••••••• wirehouse
Jul 1, 2003 to May 16, 2019 · Plano, Tx
P••••••••• E••••• G••••• L•• unclassified
Aug 22, 2000 to Jul 1, 2003 · Plano, Tx

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to A•••• W••••• M••••••••• G••••
left May 24, 2023, registered May 17, 2023 (-7 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
W•••• F•••• A••••••• to W•••• F•••• A•••••••
left May 16, 2019, registered May 16, 2019 (0 days) · channel change inside one enterprise, not a move · moved with a team
P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Signals

R••••• E••••• H•••••• left W•••• F•••• A••••••• for A•••• W••••• M••••••••• G•••• (registered 2023-05-17)
May 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address