RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• P•••••• G••••••••
- Title
- Wealth Advisorreportedartisancap.comfirm site, Sep 15, 2026
- Years, as the firm states
- 50reportedartisancap.com“Tom brings over 50 years of experience in financial advising to his role as Senior Vice President.”
- Professional profile
- artisancap.com/team/thomas-p-gillespiereportedartisancap.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- N•• A••••••• S••••••• I•• independent RIA currentsince Oct 12, 2023 · Long Beach, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDOct 7, 2011 to Sep 13, 2023 · Long Beach, Ca
- W•••• F•••• A••••••• wirehouseApr 2, 2004 to Oct 10, 2011 · Seal Beach, Ca
- R•• C•••••• M••••••• L•• national BDMay 28, 2002 to Apr 29, 2004 · Long Beach, Ca
- A••••••••• F•••••••• S•••••••• L•• to N•• A••••••• S••••••• I••left Sep 13, 2023, registered Oct 12, 2023 (29 days) · Affiliated broker-dealer or bank to independent RIA
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Oct 10, 2011, registered Oct 7, 2011 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- R•• C•••••• M••••••• L•• to W•••• F•••• A•••••••left Apr 29, 2004, registered Apr 2, 2004 (-27 days) · Affiliated broker-dealer or bank to wirehouse
- T••••• P•••••• G•••••••• left A••••••••• F•••••••• S•••••••• L•• for N•• A••••••• S••••••• I•• (registered 2023-10-12)Sep 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address