D•••• S• J••••••

W•••• F•••• A•••••••wirehouseCarson City, Nv dual registrantIAPD 826490

Feed of 09/15/2026

Also filed as D•••• S••• J••••••

At current firm

1 y

since Feb 7, 2025

In the industry

45 y

since Dec 23, 1980 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Feb 7, 2025 · Carson City, Nv
U•• F•••••••• S••••••• I••• wirehouse
Jun 5, 2015 to Feb 19, 2025 · Los Angeles, Ca
J••• M••••• S••••••••• L•• wirehouse
Oct 15, 1999 to Jun 26, 2015 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Feb 19, 2025, registered Feb 7, 2025 (-12 days) · Wirehouse to wirehouse
J••• M••••• S••••••••• L•• to U•• F•••••••• S••••••• I•••
left Jun 26, 2015, registered Jun 5, 2015 (-21 days) · Wirehouse to wirehouse · moved with a team

Signals

••• Locked
Feb 19, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 45derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address