RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• P••• C••••••
- C•••••• T•••• • C••••••• I••• independent RIA currentsince Jan 31, 2020 · Atlanta, Ga
- S••••••• BD affiliatedJan 31, 2012 to Jan 8, 2020 · Atlanta, Ga
- M••••• S•••••• wirehouseJun 1, 2009 to Jan 19, 2012 · Atlanta, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 31, 2003 to Jun 1, 2009 · Atlanta, Ga
- S••••••• to C•••••• T•••• • C••••••• I•••left Jan 8, 2020, registered Jan 31, 2020 (23 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to S•••••••left Jan 19, 2012, registered Jan 31, 2012 (12 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address