RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••• P••••••• L•• independent RIA currentsince Sep 30, 2025 · Albany, Ny
- G•••••••• L•• formerAug 13, 2019 to Oct 3, 2025 · Albany, Ny
- H••• J•••••• A••••••• L•• formerMar 24, 2005 to Aug 23, 2019 · Albany, Ny
- F• A•••• M••••••••• I••• unclassifiedNov 19, 1991 to Feb 10, 2005 · Albany , Ny
- G•••••••• L•• to C••••• P••••••• L••left Oct 3, 2025, registered Sep 30, 2025 (-3 days) · corporate re-registration, not a move
- H••• J•••••• A••••••• L•• to G•••••••• L••left Aug 23, 2019, registered Aug 13, 2019 (-10 days) · RIA to RIA
- F• A•••• M••••••••• I••• to H••• J•••••• A••••••• L••left Feb 10, 2005, registered Mar 24, 2005 (42 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address