DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sanford Elliott Steinberg
Feed of 09/14/2026
Also filed as Sandy Steinberg
At current firm
6 y
since Oct 4, 2019
In the industry
39 y
since Feb 5, 1987 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
9
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A.G.P / Alliance Global Partners independent RIA currentsince Oct 4, 2019 · Boca Raton, Fl
- Aegis Capital Corp. BD affiliatedMar 23, 2010 to Oct 25, 2019 · Boca Raton, Fl
- Gunnallen Financial, Inc unclassifiedMay 1, 2008 to Mar 30, 2010 · Boca Raton, Fl
- Stanford Group Company unclassifiedNov 2, 2006 to May 15, 2008 · Boca Raton, Fl
- Stillpoint Wealth Management, LLC unclassifiedOct 29, 2004 to Nov 10, 2006 · Boca Raton, Fl
- Citigroup Global Markets Inc. BD affiliatedApr 17, 1991 to Apr 19, 2004 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- Aegis Capital Corp. to A.G.P / Alliance Global Partnersleft Oct 25, 2019, registered Oct 4, 2019 (-21 days) · Affiliated broker-dealer or bank to independent RIA
- Gunnallen Financial, Inc to Aegis Capital Corp.left Mar 30, 2010, registered Mar 23, 2010 (-7 days) · Other
- Stanford Group Company to Gunnallen Financial, Incleft May 15, 2008, registered May 1, 2008 (-14 days) · Other
- Stillpoint Wealth Management, LLC to Stanford Group Companyleft Nov 10, 2006, registered Nov 2, 2006 (-8 days) · Other
- Citigroup Global Markets Inc. to Stillpoint Wealth Management, LLCleft Apr 19, 2004, registered Oct 29, 2004 (193 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address