RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• W•••••• S•••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 1, 2025 · San Diego, Ca
- S••••• I••••••••• A•••••••• L•• BD affiliatedOct 3, 2014 to Jul 16, 2025 · St. Louis, Mo
- L•• F•••••••• L•• BD affiliatedMar 23, 2011 to Oct 10, 2014 · Canfield, Oh
- M••••• S•••••• wirehouseJun 1, 2009 to Mar 23, 2011 · Canfield, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 26, 1999 to Jun 1, 2009 · Youngstown, Oh
- S••••• I••••••••• A•••••••• L•• to L•• F•••••••• L••left Jul 16, 2025, registered Jul 1, 2025 (-15 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to S••••• I••••••••• A•••••••• L••left Oct 10, 2014, registered Oct 3, 2014 (-7 days) · Other
- M••••• S•••••• to L•• F•••••••• L••left Mar 23, 2011, registered Mar 23, 2011 (0 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• W•••••• S••••••• left S••••• I••••••••• A•••••••• L•• for L•• F•••••••• L•• (registered 2025-07-01)Jul 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address