RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• A••• F••••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Jan 7, 2025 · Marblehead, Ma
- J••••• M••••••••• S•••• L•• BD affiliatedOct 1, 2015 to Jan 23, 2025 · Danvers, Ma
- W•••• F•••• A••••••• wirehouseApr 28, 2011 to Oct 13, 2015 · Beverly, Ma
- J••••• M••••••••• S•••• L•• to R••••• W• B•••• • C•• I•••••••••left Jan 23, 2025, registered Jan 7, 2025 (-16 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- W•••• F•••• A••••••• to J••••• M••••••••• S•••• L••left Oct 13, 2015, registered Oct 1, 2015 (-12 days) · Other · moved with a team
- E••••• A••• F•••••• left J••••• M••••••••• S•••• L•• for R••••• W• B•••• • C•• I••••••••• (registered 2025-01-07)Jan 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address