DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• A••••• C•••••••••

C••••••••• F•••••••• S••••••••• I•••mixed wealthHouston, TxIA-onlyIAPD 837702

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Charlie C•••••••••

At current firm

5 y

since Jul 1, 2021

In the industry

37 y

since Jun 1, 1989 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Presidentreportedcalderwoodfinancial.comfirm site, Sep 16, 2026
Business email: charlie@calderwoodfinancial.comreportedcalderwoodfinancial.comfirm site, Sep 16, 2026
Professional profile: calderwoodfinancial.com/our-team-full-page-0-charles-calderwood-clu-chreportedcalderwoodfinancial.comfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• S••••••••• I••• mixed wealth current
since Jul 1, 2021 · Houston, Tx
W••••••• F•••••••• S•••••••• I••• former
Jan 28, 2014 to Jul 15, 2021 · Houston, Tx
H•••••• T••••••• • K•••• L•• independent RIA
Nov 23, 2009 to Jan 23, 2014 · Houston, Tx
N•• E•••••• S••••••••• C••••••••• former
Feb 3, 2005 to Nov 18, 2009 · Boerne, Tx
W• G••••••• S••••••••• I••• unclassified
May 5, 1997 to Feb 2, 2004 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

W••••••• F•••••••• S•••••••• I••• to C••••••••• F•••••••• S••••••••• I•••
left Jul 15, 2021, registered Jul 1, 2021 (-14 days) · Affiliated broker-dealer or bank to a newly registered adviser
H•••••• T••••••• • K•••• L•• to W••••••• F•••••••• S•••••••• I•••
left Jan 23, 2014, registered Jan 28, 2014 (5 days) · Other
N•• E•••••• S••••••••• C••••••••• to H•••••• T••••••• • K•••• L••
left Nov 18, 2009, registered Nov 23, 2009 (5 days) · Other
W• G••••••• S••••••••• I••• to N•• E•••••• S••••••••• C•••••••••
left Feb 2, 2004, registered Feb 3, 2005 (367 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 37derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address