D•• C•••• O•••••••

• A••••••• S••••••• N•••••• independent RIA current
  since Apr 20, 2023 · Oldsmar, Fl
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Aug 12, 2009 to Apr 7, 2023 · Clearwater, Fl
• R•••••• J•••• F•••••••• S•••••••• I••• unclassified
  May 24, 1996 to Oct 10, 2009 · Clearwater, Fl

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••••• S••••••• N••••••
  left Apr 7, 2023, registered Apr 20, 2023 (13 days) · Affiliated broker-dealer or bank to independent RIA
• R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Oct 10, 2009, registered Aug 12, 2009 (-59 days) · corporate re-registration, not a move

• D•• C•••• O••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for A••••••• S••••••• N•••••• (registered 2023-04-20)
  Apr 7, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

40derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address