DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Patrick E Moore
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Patrick Eugene Moore
At current firm
6 y
since Oct 7, 2019
In the industry
28 y
since Oct 1, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
12
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Park Avenue Securities LLC BD affiliated currentsince Oct 7, 2019 · Franklin, Tn
- Prime Capital Financial mixed wealthJul 27, 2017 to Oct 9, 2019 · Brentwood, Tn
- Lawing Financial Inc formerFeb 3, 2014 to Oct 13, 2017 · Brentwood, Tn
- Park Avenue Securities LLC BD affiliatedJun 16, 2006 to Feb 19, 2014 · Brentwood, Tn
- Peachtree Planning Advisors, Inc. unclassifiedNov 17, 2004 to Dec 31, 2010 · Brentwood, Tn
Moves
a registration end followed by a registration begin elsewhere
- Prime Capital Financial to Park Avenue Securities LLCleft Oct 9, 2019, registered Oct 7, 2019 (-2 days) · Other
- Lawing Financial Inc to Prime Capital Financialleft Oct 13, 2017, registered Jul 27, 2017 (-78 days) · corporate re-registration, not a move
- Park Avenue Securities LLC to Lawing Financial Incleft Feb 19, 2014, registered Feb 3, 2014 (-16 days) · Other
- Peachtree Planning Advisors, Inc. to Park Avenue Securities LLCleft Dec 31, 2010, registered Jun 16, 2006 (-1659 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address