RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• J•••••• H•••
- L•• F•••••••• L•• BD affiliated currentsince Apr 15, 2019 · Richmond H•••, Ga
- W••••••• F•••••••• S•••••••• I••• formerAug 17, 2016 to Apr 10, 2019 · Atlanta, Ga
- H•••••• T••••••• • K•••• L•• independent RIAJan 20, 2004 to Sep 1, 2016 · Woodstock, Ga
- E•••••••• A•••••••• L•• national BDOct 3, 2003 to Jan 14, 2004 · Atlanta, Ga
- W••••••• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Apr 10, 2019, registered Apr 15, 2019 (5 days) · Affiliated broker-dealer or bank to independent RIA
- H•••••• T••••••• • K•••• L•• to W••••••• F•••••••• S•••••••• I•••left Sep 1, 2016, registered Aug 17, 2016 (-15 days) · Other
- E•••••••• A•••••••• L•• to H•••••• T••••••• • K•••• L••left Jan 14, 2004, registered Jan 20, 2004 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address