RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- A••••••• F•••••••• A•••••••• L•• BD affiliated currentsince Mar 23, 2023 · Randolph, Nj
- A••••••• A••••••• S••••••• formerJul 2, 2009 to Jul 12, 2010 · Fort Lee, Nj
- A••••• A•• P••••••• S••••••• BD affiliatedJun 29, 2006 to Feb 22, 2008 · New York, Ny
- W•••••• • R••• formerJul 26, 2002 to Jun 12, 2006 · Morristown, Nj
- A••••••• A••••••• S••••••• to A••••••• F•••••••• A•••••••• L••left Jul 12, 2010, registered Mar 23, 2023 (4637 days) · Other
- A••••• A•• P••••••• S••••••• to A••••••• A••••••• S•••••••left Feb 22, 2008, registered Jul 2, 2009 (496 days) · Other
- W•••••• • R••• to A••••• A•• P••••••• S•••••••left Jun 12, 2006, registered Jun 29, 2006 (17 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address