RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• W•••••• B••••
- E•• F••••••••• I••• independent RIA currentsince Jun 8, 2021 · Akron, Oh
- S•••••• N••••••• • C••••••• I••••••••• national BDMar 10, 2009 to Jan 19, 2018 · Fairlawn, Oh
- B•••••• W••• • C••• I••• unclassifiedJan 16, 2007 to Mar 10, 2009 · Youngstown, Oh
- W•••• F•••• A••••••• wirehouseJun 27, 2002 to Jan 12, 2007 · Akron, Oh
- S•••••• N••••••• • C••••••• I••••••••• to E•• F••••••••• I•••left Jan 19, 2018, registered Jun 8, 2021 (1236 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- B•••••• W••• • C••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Mar 10, 2009, registered Mar 10, 2009 (0 days) · Other
- W•••• F•••• A••••••• to B•••••• W••• • C••• I•••left Jan 12, 2007, registered Jan 16, 2007 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address