DFX Intelligence
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Registered advisor
G••••• J••••• F••••••••
Feed of 09/14/2026
Also filed as Jerry F••••••••
At current firm
4 y
since Feb 22, 2022
In the industry
33 y
since Apr 12, 1993 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H•••• E••••• M••••••••• L•• state registered currentsince Feb 22, 2022 · Indialantic, Fl
- C••••• A••••••• L•• formerJan 23, 2014 to Aug 7, 2019 · Greenwood Village, Co
- N••• F•••••••• G••••• I••• formerSep 11, 2009 to Jan 22, 2014 · Houston, Tx
- L•• F•••••••• L•• BD affiliatedSep 8, 2009 to Sep 22, 2009 · Melbourne, Fl
- M••••• S•••••• C••••••••• unclassifiedAug 9, 2006 to Sep 11, 2009 · Boston, Ma
- S•••••••• F••••••••• I••• formerOct 31, 2005 to Aug 10, 2006 · Melbourne, Fl
- S••••••••• S••••••••• I••• unclassifiedNov 29, 2000 to Oct 31, 2005 · Melbourne, Fl
Moves
a registration end followed by a registration begin elsewhere
- C••••• A••••••• L•• to H•••• E••••• M••••••••• L••left Aug 7, 2019, registered Feb 22, 2022 (930 days) · Affiliated broker-dealer or bank to a state-registered adviser
- N••• F•••••••• G••••• I••• to C••••• A••••••• L••left Jan 22, 2014, registered Jan 23, 2014 (1 days) · Other
- L•• F•••••••• L•• to N••• F•••••••• G••••• I•••left Sep 22, 2009, registered Sep 11, 2009 (-11 days) · Other
- M••••• S•••••• C••••••••• to L•• F•••••••• L••left Sep 11, 2009, registered Sep 8, 2009 (-3 days) · corporate re-registration, not a move
- S•••••••• F••••••••• I••• to M••••• S•••••• C•••••••••left Aug 10, 2006, registered Aug 9, 2006 (-1 days) · Other
- S••••••••• S••••••••• I••• to S•••••••• F••••••••• I•••left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address