RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• R••••• K••••••
- S•••• I••••• S••••••••• L•• independent RIA currentsince Jul 7, 2016 · Fort Lauderdale, Fl
- C• A••••••• S••••••• independent RIAOct 10, 2012 to Feb 20, 2017 · Libertyville, Il
- A••••••• I••••••••• S••••••• formerAug 5, 2008 to Dec 31, 2012 · Libertyville, Il
- C• A••••••• S••••••• to S•••• I••••• S••••••••• L••left Feb 20, 2017, registered Jul 7, 2016 (-228 days) · Other · moved with a team
- A••••••• I••••••••• S••••••• to C• A••••••• S•••••••left Dec 31, 2012, registered Oct 10, 2012 (-82 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address