RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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M••• E••••• L••••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 27, 2025 · Palatine, Il
- B• R•••• W••••• A•••••••• I••• BD affiliatedJul 28, 2022 to Apr 15, 2025 · Palatine, Il
- H••••••• W••••• M••••••••• L•• unclassifiedJul 16, 2014 to Dec 31, 2017 · Palatine, Il
- B• R•••• W••••• M••••••••• formerFeb 10, 2006 to Dec 31, 2022 · Chicago, Il
- W•••• F•••• A••••••• wirehouseMay 21, 1998 to Aug 23, 2005 · Antioch, Il
- B• R•••• W••••• A•••••••• I••• to L•• F•••••••• L••left Apr 15, 2025, registered Mar 27, 2025 (-19 days) · Affiliated broker-dealer or bank to another · moved with a team
- B• R•••• W••••• M••••••••• to H••••••• W••••• M••••••••• L••left Dec 31, 2022, registered Jul 16, 2014 (-3090 days) · Other · moved with a team
- H••••••• W••••• M••••••••• L•• to B• R•••• W••••• A•••••••• I•••left Dec 31, 2017, registered Jul 28, 2022 (1670 days) · Other · moved with a team
- W•••• F•••• A••••••• to B• R•••• W••••• M•••••••••left Aug 23, 2005, registered Feb 10, 2006 (171 days) · Other
- M••• E••••• L•••••• left B• R•••• W••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2025-03-27)Apr 15, 2025 · Advisor changed firm · fact
- M••• E••••• L•••••• left B• R•••• W••••• M••••••••• for H••••••• W••••• M••••••••• L•• (registered 2014-07-16)Dec 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address