DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Stonecrest Advisors, Inc.
Latest filing Apr 16, 2026
First filing on the tape Jun 22, 2023 · 10 filings
SEC status approved since Jul 21, 2023
RAUM
$399M
reported, Item 5.F
Discretionary
27%
of RAUM
Private clients
31%
$123M individuals and HNW
Advisors
21
registered through the firm on IAPD
RAUM per advisor
$19.0M
derived; firm RAUM over IAPD count
Employees
25
24 advisory (5.B.1)
Offices
12
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$399M as of Apr 16, 2026
Mar 15, 2024$134M then
HNW client RAUM$55.2M as of Apr 16, 2026
Mar 15, 2024$37.3M then
State-registered IARs (5.B.3)21 as of Apr 16, 2026
Mar 15, 202414 then
Employees (5.A)25 as of Apr 16, 2026
Mar 15, 202414 then
Private funds: no history
RAUM +157% over the last fiscal yearIARs 18 to 21offices 10 to 12
Practice profile
derived from the filing of Apr 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $19.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 20derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $836,060derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 27%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 1.6derived13 offices incl. principal (1.F.5)
- RAUM growth, one year
- +157%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +26%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $399MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$267M67%
- Individuals$67.3M17%
- High-net-worth individuals$55.2M14%
- Charitable organizations$6.8M1.7%
- Pension and profit-sharing plans$2.4M0.6%
- Individual clients
- 389reported
- HNW clients
- 22reported
- Pension plan clients
- 1reported
- Charitable clients
- 3reported
- Accounts
- 477reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.31 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=23.0derived
Advisors registered through the firm
21 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Deborah Ann Stackpole | Bayville, Nj | Oct 18, 2016 | 21 y | 1 |
| Edward Pius KasperavichChartered Financial Analyst | Hillsdale, Nj | Oct 18, 2016 | 21 y | 1 |
| Antonio Salvador Bauza | Coral Gables, Fl | Aug 11, 2017 | 36 y | 6 |
| David Bennett Jones | Austin, Tx | Sep 14, 2017 | 11 y | 0 |
| Rebecca Esther Feliciano BeltranCertified Financial Planner | San Juan, Pr | May 8, 2018 | 17 y | 1 |
| Pedro Gonzalez Caldas | San Juan, Pr | Jul 23, 2019 | 28 y | 1 |
| Roberto Jose Pineda Castellvi | Austin, Tx | Feb 21, 2020 | 12 y | 1 |
| Adrian Andres Fernandez | San Juan, Pr | Jul 15, 2020 | 13 y | 1 |
| Jose Miguel Cubillo Gonzalez | Austin, Tx | Oct 26, 2020 | 11 y | 0 |
| Sean Warren Miles Barbosa | San Juan, Pr | Jul 20, 2021 | 11 y | 0 |
| Carlos Andres Rodriguez De Gracia | Austin, Tx | May 26, 2022 | 12 y | 0 |
| Gabriel J Lopez Sanchez | Austin, Tx | Oct 21, 2022 | 11 y | 1 |
| Federico Cardona | Guaynabo, Pr | Nov 2, 2022 | 13 y | 2 |
| Paula Kay HeffronCertified Financial Planner | Corpus Christi, Tx | Nov 20, 2024 | 21 y | 5 |
| Luiz David Xavier Azambuja | Austin, Tx | Jan 10, 2025 | 13 y | 3 |
| Cristian David Duntley Chevres | San Juan, Pr | Jan 21, 2025 | 15 y | 0 |
| Gino Serafini | Carcas | Mar 11, 2025 | 12 y | 0 |
| David Weibel | San Juan, Pr | Mar 17, 2025 | 17 y | 0 |
| Javier Anibal Rodriguez | San Juan, Pr | Nov 13, 2025 | 24 y | 1 |
| Francisco Javier Landivar | San Juan, Pr | Nov 17, 2025 | 21 y | 1 |
| Abi Gatenio | Netanya | Nov 25, 2025 | 20 y | 0 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Jorge Anibal Rojas Nieves to Connelly Capital Management LLCAug 6, 2025 · Other
- Matthew J Nielsen to Benchmark Advisory Services, LLCMay 28, 2020 · RIA to RIA
- Franklin Thomas Gutierrez to Citigroup Global Markets Inc.Jun 13, 2017 · Other
- Andrea Louise Swope to Cary Street PartnersMar 23, 2017 · RIA to affiliated broker-dealer or bank
Joined, latest
- Francisco Javier Landivar from UBS Financial Services Inc.Nov 17, 2025 · Wirehouse to independent RIA
- Javier Anibal Rodriguez from UBS Financial Services Inc.Nov 13, 2025 · Wirehouse to independent RIA
- Luiz David Xavier Azambuja from Insigneo Advisory Services, LLCJan 10, 2025 · Affiliated broker-dealer or bank to independent RIA
- Paula Kay Heffron from First Citizens Asset Management, IncNov 20, 2024 · Affiliated broker-dealer or bank to independent RIA
- Federico Cardona from Morgan StanleyNov 2, 2022 · Wirehouse to independent RIA
- Gabriel J Lopez Sanchez from Morgan StanleyOct 21, 2022 · Wirehouse to independent RIA
- Adrian Andres Fernandez from Herbert J. Sims Capital Management, Inc.Jul 15, 2020 · RIA to RIA
- Roberto Jose Pineda Castellvi from Herbert J. Sims Capital Management, Inc.Feb 21, 2020 · RIA to RIA
- Pedro Gonzalez Caldas from Herbert J. Sims Capital Management, Inc.Jul 23, 2019 · RIA to RIA
- Rebecca Esther Feliciano Beltran from Fsam LLCMay 8, 2018 · RIA to RIA
- Antonio Salvador Bauza from Aegis Capital Corp.Aug 11, 2017 · Other
- Deborah Ann Stackpole from Investment Advisors Asset Management, LLCOct 18, 2016 · Other
- Edward Pius Kasperavich from Investment Advisors Asset Management, LLCOct 18, 2016 · Other
- Andrea Louise Swope from Capital Guardian Wealth Management, LLCSep 13, 2016 · Other
- Matthew J Nielsen from Capital Guardian Wealth Management, LLCJun 19, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Morgan StanleyOct 26, 2022 · Orlando, Fl
- 2 joined from Investment Advisors Asset Management, LLCAug 19, 2016 · Easton, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Bennett David Jones · Chief Operating Officer/Chief Compliance Officer/Presidentcontrolsince 06/2017 · owns less than 5%
- David Weibel · Managing Membercontrolsince 10/2016 · owns 50% to 75% of Stonecrest Holdings, LLC
- Scott John Randolph · Executive Officersince 10/2016 · owns 25% to 50% of Stonecrest Holdings, LLC
Entity owners
- Stonecrest Holdings, LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Stonecrest Capital Markets, Inc.broker-dealerreal estaten
- Stonecrest Investment Management LLCinvestment advisern
- Stonecrest Partners Of Puerto Rico LLCreal estaten
- Winlo Management Group, LLCbroker-dealern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx · principal | 17 | 0 | 0 | ||
| San Juan, Pr | 10 | 2 | 0 | ||
| Guaynabo, Pr | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- San Juan, PR7 employees
- Boleita Norte Caracas, Venezuela3 employees
- Guaynabo, PR2 employees
- Coral Gables, FL1 employees
- Buenos Aires, Argentina1 employees
- , 1 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- wealth to institutional shiftCombination · filing Apr 16, 2026private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $155,297,658 to $398,800,521, advisors 18 to 21, private clients 326 to 411, offices 10 to 12 (2025-04-15 to 2026-04-16)peers: independent wealth managers, $100M to $500M (5,676)
- client mix shiftChange between filings · filing Apr 16, 2026private-client share of RAUM moved from 59.0% to 31.0% between the annual amendments of 2025-04-15 and 2026-04-16peers: independent wealth managers, $100M to $500M (5,676)
- discretionary share shiftChange between filings · filing Apr 16, 2026discretionary share of RAUM moved from 49.0% to 27.0% between the annual amendments of 2025-04-15 and 2026-04-16peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Apr 16, 2026HNW share of RAUM moved from 31.0% to 14.0% between the annual amendments of 2025-04-15 and 2026-04-16peers: independent wealth managers, $100M to $500M (5,676)
- institutional asset share shiftChange between filings · filing Apr 16, 2026institutional share of RAUM moved from 41.0% to 69.0% between the annual amendments of 2025-04-15 and 2026-04-16peers: independent wealth managers, $100M to $500M (5,676)
- RAUM up 50 %Change between filings · filing Apr 16, 2026RAUM (Item 5.F) moved from $155,297,658 to $398,800,521 (+157.0%) between the annual amendments of 2025-04-15 and 2026-04-16; the peer median change was +15.0% (4551 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 383 to 477May 20, 2025 to Apr 16, 2026
- Advisory employees · 20 to 24May 20, 2025 to Apr 16, 2026
- BD registered reps · 19 to 23May 20, 2025 to Apr 16, 2026
- Corporate clients · 53 to 62May 20, 2025 to Apr 16, 2026
- HNW clients · 20 to 22May 20, 2025 to Apr 16, 2026
- Individual clients · 306 to 389May 20, 2025 to Apr 16, 2026
- Employees · 21 to 25May 20, 2025 to Apr 16, 2026
- State-registered IARs · 18 to 21May 20, 2025 to Apr 16, 2026
- Other offices · 10 to 12May 20, 2025 to Apr 16, 2026
- Discretionary RAUM · $75.6M to $108MMay 20, 2025 to Apr 16, 2026
- HNW RAUM · $48.2M to $55.2MMay 20, 2025 to Apr 16, 2026
- Individual RAUM · $44.2M to $67.3MMay 20, 2025 to Apr 16, 2026
- Non-discretionary RAUM · $79.7M to $290MMay 20, 2025 to Apr 16, 2026
- Pension RAUM · $2.4M to $2.4MMay 20, 2025 to Apr 16, 2026
- RAUM · $155M to $399MMay 20, 2025 to Apr 16, 2026
- Financial planning clients · 1-10 to 1-10Apr 15, 2025 to May 20, 2025
- Accounts · 310 to 383Jan 6, 2025 to Apr 15, 2025
- Advisory employees · 13 to 20Jan 6, 2025 to Apr 15, 2025
- BD registered reps · 13 to 19Jan 6, 2025 to Apr 15, 2025
- Corporate clients · 39 to 53Jan 6, 2025 to Apr 15, 2025
- HNW clients · 15 to 20Jan 6, 2025 to Apr 15, 2025
- Individual clients · 252 to 306Jan 6, 2025 to Apr 15, 2025
- Pooled vehicle clients · unset to 0.0Jan 6, 2025 to Apr 15, 2025
- Employees · 14 to 21Jan 6, 2025 to Apr 15, 2025
- State-registered IARs · 14 to 18Jan 6, 2025 to Apr 15, 2025
- Other offices · 8 to 10Jan 6, 2025 to Apr 15, 2025
- Discretionary RAUM · $62.8M to $75.6MJan 6, 2025 to Apr 15, 2025
- HNW RAUM · $37.3M to $48.2MJan 6, 2025 to Apr 15, 2025
- Individual RAUM · $36.6M to $44.2MJan 6, 2025 to Apr 15, 2025
- Non-discretionary RAUM · $71.0M to $79.7MJan 6, 2025 to Apr 15, 2025
- Pension RAUM · $6.0M to $2.4MJan 6, 2025 to Apr 15, 2025
- RAUM · $134M to $155MJan 6, 2025 to Apr 15, 2025
- Other offices · 6 to 8May 9, 2024 to Sep 18, 2024
- Accounts · 297 to 310Jun 22, 2023 to Mar 15, 2024
- Corporate clients · 46 to 39Jun 22, 2023 to Mar 15, 2024
- HNW clients · 20 to 15Jun 22, 2023 to Mar 15, 2024
- Individual clients · 207 to 252Jun 22, 2023 to Mar 15, 2024
- Discretionary RAUM · $54.2M to $62.8MJun 22, 2023 to Mar 15, 2024
- HNW RAUM · $32.3M to $37.3MJun 22, 2023 to Mar 15, 2024
- Individual RAUM · $26.9M to $36.6MJun 22, 2023 to Mar 15, 2024
Signals
4 dated events
- Stonecrest Advisors, Inc. reported RAUM $398.8M, up 157% from $155.3M (2025-05-20 to 2026-04-16)Apr 16, 2026 · RAUM change · derived
- Jorge Anibal Rojas Nieves left Stonecrest Advisors, Inc. for Connelly Capital Management Llc (registered 2026-03-11)Aug 6, 2025 · Advisor changed firm · fact
- Stonecrest Advisors, Inc. filed its initial SEC registration (Form ADV)Jun 22, 2023 · First SEC registration · fact
- 2 advisors left Morgan Stanley (Orlando, FL) for Stonecrest Advisors, Inc. on the same dayOct 26, 2022 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- jrandolph@stonecrestpartners.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 201-258-4756reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 305-677-9595reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 787-680-0999reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/stonecrestreportedpublic record, Form ADV, Sep 17, 2026
- Website
- stonecrestpartners.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 866-342-1069reportedpublic record, Form ADV, Apr 16, 2026
- Contact form
- stonecrestpartners.com/contact-1reportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $19.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026