DFX Intelligence
RIA Intelligence
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Registered advisor
K•••• D•••• D•••
Feed of 09/14/2026
At current firm
4 y
since Jun 16, 2022
In the industry
43 y
since Jul 22, 1983 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J•••••• D••• C•••••• A•••••••• I••• independent RIA currentsince Jun 16, 2022 · Palm Harbor, Fl
- W•••• F•••• A••••••• wirehouseJul 26, 2010 to Jun 24, 2022 · Tarpon Springs, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 22, 2010 · Port Richey, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 1, 2002 to Jun 1, 2009 · Port Richey, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to J•••••• D••• C•••••• A•••••••• I•••left Jun 24, 2022, registered Jun 16, 2022 (-8 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- M••••• S•••••• to W•••• F•••• A•••••••left Jul 22, 2010, registered Jul 26, 2010 (4 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- K•••• D•••• D••• left W•••• F•••• A••••••• for J•••••• D••• C•••••• A•••••••• I••• (registered 2022-06-16)Jun 24, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address