DFX Intelligence
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Registered advisor
D•••• A•• B••••••
Feed of 09/15/2026
Also filed as D•••• A• B••••••••• A•• T••••••••• A•• B••••••••• B••••••
At current firm
0 y
since Nov 13, 2025
In the industry
42 y
since Jun 28, 1984 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Nov 13, 2025 · Garden City, Ny
- U•• F•••••••• S••••••• I••• wirehouseOct 18, 2010 to Nov 21, 2025 · Pittsburgh, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 8, 2006 to Oct 21, 2010 · Garden City, Ny
- J••••• M••••••••• S•••• L•• BD affiliatedApr 5, 2006 to Sep 15, 2006 · Garden City, Ny
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Nov 21, 2025, registered Nov 13, 2025 (-8 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Oct 21, 2010, registered Oct 18, 2010 (-3 days) · Wirehouse to wirehouse
- J••••• M••••••••• S•••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 15, 2006, registered Sep 8, 2006 (-7 days) · Other
Signals
- ••• LockedNov 21, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address