DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert Louis Stiles

Janney Montgomery Scott LLCBD affiliatedCharlotte, Ncdual registrantIAPD 874828

Feed of 09/14/2026

Also filed as Bob Stiles

At current firm

1 y

since Nov 18, 2024

In the industry

46 y

since Nov 30, 1979 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Janney Montgomery Scott LLC BD affiliated current
since Nov 18, 2024 · Charlotte, Nc
Robert W. Baird & Co. Incorporated mixed wealth
Mar 24, 2014 to Nov 18, 2024 · Charlotte, Nc
RBC Capital Markets, LLC national BD
Mar 14, 2005 to Mar 7, 2014 · Charlotte, Nc
Wells Fargo Advisors wirehouse
Jun 21, 2002 to Mar 14, 2005 · Charlotte, Nc
Wachovia Securities, Inc. unclassified
Jan 28, 2002 to Jun 21, 2002 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

Robert W. Baird & Co. Incorporated to Janney Montgomery Scott LLC
left Nov 18, 2024, registered Nov 18, 2024 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
RBC Capital Markets, LLC to Robert W. Baird & Co. Incorporated
left Mar 7, 2014, registered Mar 24, 2014 (17 days) · Other
Wells Fargo Advisors to RBC Capital Markets, LLC
left Mar 14, 2005, registered Mar 14, 2005 (0 days) · Wirehouse to affiliated broker-dealer or bank
Wachovia Securities, Inc. to Wells Fargo Advisors
left Jun 21, 2002, registered Jun 21, 2002 (0 days) · corporate re-registration, not a move

Signals

Robert Louis Stiles left Robert W. Baird & Co. Incorporated for Janney Montgomery Scott Llc (registered 2024-11-18)
Nov 18, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 46derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address